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Governance & Compliance

StatPro's governance system for all business critical governance and investment compliance functions.
The powerful rules engine supports:

  • all regulatory requirements
  • breach management
  • client mandates
  • risk and house rules

Easy and consistent governance

The system provides a sophisticated breach management workflow tool helping the compliance team monitor and track breaches and alerts.

The result is a single, transparent and consistent system that meets all of our clients' governance and investment compliance needs.

Increased transparency

StatPro's governance and compliance product includes a full audit trail of all compliance processing results with the ability to drill down to relevant securities or classes of securities. Regional regulatory libraries make sure the system caters for requirements of all markets.

Our workflow process, utilising a simple, web-based interface, enables fund managers and all other stakeholders to determine breach and underlying holdings without the involvement of a compliance team.

Hosted, cost effective solution

Our innovative hosting technology reduces clients’ IT efforts to zero and significantly cuts down cost of ownership of our portfolio analytics modules.

Accurate results

The integrated data management component supports compliance data requirements with an unlimited number of user-defined fields ensuring data is complete, accurate and appropriate.

Compliance tool screenshots

 

 

 

 

 

 

 

To download screenshots of our Governance
system click on the image above.

Governance
Module Benefits
  • full asset coverage, accommodates multiple sources of data

  • pre-packaged compliance rulebooks

  • flexible rule definition based on Microsoft Excel

  • sophisticated data management component

  • breach management workflow tool

  • easy integration with other StatPro modules and services

  • full audit trail of all compliance checks

  • easy definition even for most complex rules

  • enhanced risk monitoring

Related links: 

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Analytics Reporting

Risk Management

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