Key Operational and Risk Management Considerations for Complying with N-PORT Reporting

On October 13, 2016, the US Securities and Exchange Commission (SEC) approved new and comprehensive rules to address liquidity risks for mutual funds and certain ETF’s. In addition, the SEC adopted new mutual fund reporting rules and an optional “swing pricing” rule.

Download this white paper to learn the key elements included with these rules, and key recommendations.

 

Complete the form to download the white paper



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