Posts Tagged: compliance

Assets under management are at an all-time
 high. In 2013 they stood at $68.7 trillion, which represents a 13% increase over the pre-crash peak in 2007. The future also appears to be rosy for 
the asset management industry with global AUM predicted to grow to over $100 trillion by 2020, 
but how do active managers stay competitive and relevant in a world where investors will have more choice than ever before? Read more…

If you are responsible for portfolio oversight, whether you are an ACD or Board Director, it is absolutely critical to understand how the fund is structured, how the fund is performing, what the fund manager is doing, and to monitor the fund continually. The Board of Directors or the ACD has the regulatory responsibility for the fund. At the end of the day it is about investor protection, so the ACD has to understand, in full, what is going on within the fund. Read more…

Dario Cintioli, Product Director at StatPro talks to FTfm about governance and compliance in the recent economy, migration into the cloud and how this has changed over the years. Q: In terms of risk management which aspects of UCITS III and UCITS IV does it include? A: Within UCITS III we specialize in global exposure computation, particularly Read more…

by guest blogger – David Spaulding, President of The Spaulding Group. Firms that claim compliance with the Global Investment Performance Standards (GIPS®) will soon be obligated to comply with the new edition of the standards: GIPS 2010. This version goes into effect January 2011. There are too many changes to highlight all in a series of blog posts Read more…